试论中小股东利益的实体保护机制

论文编号:FM011  包括:开题报告,中英文摘要,论文,目录,文献综述,任务书,答辩,中期检查表,等   论文字数:12759,页数:15

摘    要
      中小股东利益的保护，是随着社会经济的发展及公司制度的变革，而突显出来的。特别是近几年以来，大股东或者是控股股东侵害中小股东利益的事例时有发生，且在不同的时期有愈演愈烈的趋势。因此，旨在探讨如何更好的建立保护中小股东利益的机制的呼声，不管是中小股东本身还是在理论界或是司法界，都日益变得强烈。本文拟从中小股东利益保护问题的产生、中小股东利益保护的客观必要性及中小股东权益受到侵害的表现形式、为什么要保护中小股东的权益、保护中小股东权益机制的建立和完善等方面，来论述中小股东利益的实体保护机制。

关键词：中小股东， 股东平等，股权平等
   

Abstract　
The aegis of behalf of inferior dormant partner is stand out along with the development of community economy and the innovate of company system. Especially recently the case of that the controlling shareholders made an invasion upon the inferior dormant partner always happened , and it was getting worse an worse. So the problem that built a consummate system to protect the behalf of inferior dormant-partner, not only per se of inferior dormant-partner but also in the Theorists and Law , become more and more focus. This article try to discuss the reason that course the problem about behalf of inferior dormant-partner, necessary of protect of behalf of inferior dormant-partner, how their behalf will be violated, why we need to built a consummate system to protect the behalf of inferior dormant-partner, and how to built it .
Key words: Inferior dormant-partner ；The equality of shareholder； The equality of stock rights

目    录
摘要 ..............................................................Ⅱ
Abstract.......................................................... Ⅲ
引言 ..............................................................1
一、中小股东利益保护问题的产生 ....................................1
二、中小股东利益受侵害的表现形式 ..................................3
（一）虚假出资................................................ ....3
（二）操纵利润分配................................................ 3
（三）操纵发行价格 ................................................3
（四）操纵信息披露 ................................................3
（五）关联交易.................................................... 4
（六）侵吞公司和其他股东的财产 ....................................4
三、保护中小股东的权益的重要性.................................... 4
（一）从公司法人治理结构、公司决议方式来看 ........................4
（二）中国股权的现状是公司法要保护中小股东利益的客观原因 ..........4
四、中小股东利益的实体保护机制的建立和完善........................ 5
（一）完善股东大会制度 ............................................5
1.完善累积股票表决制.............................................. 5
2.完善表决权排除制度.............................................. 5
3.建立限制表决权制度.............................................. 6
4.充实中小股东的股东权 ............................................6
5.建立类别股东大会议决制 ..........................................7
（二）充实中小股东的事中监督措施.................................. 7
1.财务会计报告、帐薄查阅权 ........................................7
2.公司经营状况调查请求权.......................................... 7
3.请求法院对“不正当侵害行为”进行干预............................ 8
（三）完善股东诉讼制度............................................ 8
1.建立股东派生诉讼制度............................................ 8
2.完善现行股东直接诉讼之相关规定.................................. 8
五、中小股东利益的实体保护机制的弊端的思考........................ 9
（一）关于表决权排除制度 ..........................................9
1.适用范围的规定过于宽泛与原则.................................... 9
2.没有解决关联担保问题............................................ 9
3.对累计投票制的反思 ..............................................9
4.关于股东会、股东大会决议无效、可撤消的申请权 ....................10
5.对股东知情权的思考 ..............................................11
6.委托投票权的完善................................................ 12
7.股东退出机制立法漏洞弥补........................................ 12
8.公司解散请求权制度的完善 ........................................12
9.关于派生诉讼与直接诉讼制度...................................... 13
（二）独立董事制度的建立和完善与中小股东利益保护的思考 ............13
（三）用现代科学技术为中小股东利益保护作技术支撑 ..................14